ROC Compliances
What is included in our Package.
- Compliance by Director
- Board Report
- Annual Report
- Statutory Registers update
- Drafting of Notices
- Annual Filing and its documentation(AOC4, MGT-7)
Documents required with the ROC every year
1. Form MGT-7- Annual Return
- Registered office details of the company, particulars of its holdings, principal business activities and associate companies
- Debentures, share and other securities and shareholding pattern
- Indebtedness
- Debenture holders and members along with changes
- Directors, Promoters, key managerial personnel along with changes
- Members meeting
- Director’s remuneration and key managerial personnel;
- Punishment or penalty imposed on the company, its officers or director and details of compounding of offenses as well as appeals made against such penalty/ punishment
- Certification of compliances matters
- A pattern of the shareholding of the company and such other matters as required in the form
2. Form AOC-4 – Financial Statements & Other Documents
Mostly all companies file its financial statements and relevant attachments using Form AOC-4 each year. If the financial statements of the company are not adopted in an Annual General Meeting then un-adopted financial statements should be filed within 30 days of the date of AGM.
On the other hand, if the financial statements are adopted by the company then the adopted financial statements must be filed within 30 days of the AGM. Apart from this, if the company needs to revise the financial statement or Board’s report then revised financial statements can also be filed using form AOC-4.